MINNEAPOLIS
Wednesday, December 7, 2022
9:00 AM - 12:20 PM | Check-In: 8:30 AM
Minnesota CLE Conference Center
600 Nicollet Mall # 370
3rd Floor, City Center
Minneapolis, MN 55402
SAVE 20% if you register for all 4 half-day seminars in the Advanced Business Law Series! **
What business lawyers and in-house counsel need and want to know about:
Can’t attend the live in-person event? View the online replay January 11, 2023.
** SAVE 20% if you register for all 4 seminars in the Advanced Business Law Series:
** To SAVE 20%, place all 4 courses in your online cart and use coupon code 22ADVBUS-BUNDLE at checkout.
8:30 – 9:00 a.m.
CHECK-IN & CONTINENTAL BREAKFAST
9:00 – 9:05 a.m.
WELCOME & INTRODUCTION
9:05 – 9:50 a.m. (reflects change in session time)
New Pay vs. Performance Disclosures: Practical Implications
Learn what’s changed, what hasn’t, and the practical implications of the SEC’s significant new pay vs. performance disclosure rules.
– Liz Dunshee
9:50 – 10:30 a.m. (reflects change in session time)
New Developments in Securities Law That Impact the Work of Business Attorneys and In-House Counsel
Your one-stop overview identifying critical new securities developments and trends. You’ll get a “bottom line” takeaway for business lawyers and in-house counsel for each development... from what’s on the current SEC chairman’s agenda to the new amendments to the SEC whistleblower rules, and more!
– Amy C. Seidel
10:30 – 10:45 a.m.
BREAK
10:45 – 11:30 a.m.
Game-Changing Decisions When Conducting Internal Investigations of Alleged Securities Violations
Decisions as to process, strategy, and tone can make or break the integrity of an internal investigation. Using case studies in the context of alleged securities violations, learn more about the consequences of these game-changing decisions, as well as best practices and mistakes to avoid. You’ll get the insights of two highly regarded trial attorneys each with more than 100 trials in federal and state courts across the country, one of whom is a former federal prosecutor.
– Mark J. Briol & William Michael, Jr.
11:30 a.m. – 12:20 p.m.
Liability Under Federal and State Securities Laws – For the Company and for You, the Attorney
What kinds of liability exist for violations of federal and state securities laws? Learn about the exposure of the company and its officers to substantial civil and criminal penalties, disgorgement, and other monetary and criminal sanctions, including imprisonment. Learn about the powers that federal and state regulators have over issuers, their officers and directors, and their lawyers for violations of the Securities Act, the Exchange Act, Sarbanes Oxley and various state laws. What are the lawyer’s responsibilities and potential liabilities in this highly regulated area?
– Joseph W. Anthony & Vincent D. Louwagie
LIVE IN-PERSON
Wednesday, December 7, 2022
Minnesota CLE Conference Center
600 Nicollet Mall, Suite 370
Seventh Street & Nicollet Mall, Third Floor City Center
Minneapolis, Minnesota
ONLINE REPLAY
Wednesday, January 11, 2023
Attend online
A moderator will be available to answer questions by email.
$155 MSBA members / $155 paralegals / $175 standard rate
Other discounts that may apply:
Scholarships available!
Need-based scholarships are available for in-person and online seminars. For further information or to obtain a scholarship application, contact us at 800-759-8840 or customerservice@minncle.org.
Minnesota CLE is applying to the Minnesota State Board of CLE for 3.0 standard CLE credits. The maximum number of total credits attendees may claim for this program is 3.0 credits.
