THE LAWYER’S ROLE IN COMPLIANCE – NAVIGATING SILOS IN MULTIPLE HATS?
On Demand Seminar
ITEM #:  1724531901   |   EVENT CODE:  265682    |   CREDIT STATUS:  APPROVED
STANDARD PRICE
$175.00
MSBA MEMBER, NEW LAWYER, AND OTHER DISCOUNTS, IF APPLICABLE, WILL BE APPLIED DURING CHECKOUT.

ONLINE

Available 24/7

To claim CLE credit, view by:  December 5, 2020

Note that Minnesota-licensed attorneys may earn up to 15 hours of their 45-hour requirement each reporting period by viewing on demand seminars. Depending on the jurisdiction in which you practice, you may or may not be able to claim credit for viewing this on demand seminar. Please check with your licensing agency for accreditation information.

The Lawyer’s Role in Compliance – Navigating Silos in Multiple Hats?

Originally presented:  October 1, 2018     |     Course length:  3.0 hours

How to Advise Boards and Management on Compliance Oversight  (60 MINUTES)
Lawyers have a clear role in advising boards and management on their responsibilities and duties to the organization relative to compliance. This session will provide insight on that role, and practical tips for establishing the credibility and open communication channels required to perform this function well.
– Derek M. Ciernia, Chief Compliance Officer/General Counsel; Winslow Capital Management LLC; Minneapolis
– Laura J. Hawkins, Managing Director; Winslow Capital Management LLC; Minneapolis

Counseling Compliance in Small-to-Midsize Businesses (SMBs)  (60 MINUTES)
“SMBs” make up approximately 97% of US companies, and they may be equally exposed as larger companies when it comes to potential compliance failures. This session will unwind some of the specific challenges of compliance leadership in SMBs, where budgets may be limited, processes underdeveloped or informal, and executive power or decision-making concentrated, in order to provide helpful tools and operational processes that lend themselves to the realities and culture of SMBs.
– Christian Brandt, Corporate Counsel, APi Group, Inc.; New Brighton
– Bryan R. Feldhaus; Lommen Abdo, P.A; Minneapolis

Legal Privilege? The Role of Attorney Advice in Risk Assessments and Compliance Programs  (60 MINUTES)
1.0 ethics credit applied for
With focus on the real-world impacts of compliance work under privilege, this session will provide a foundational definition of the attorney-client privilege; discuss the legal basis for performing privileged risk assessments from both legal and compliance perspectives; and explore circumstances when a privileged risk assessment is ideal or most helpful.
– Beth Forsythe; Dorsey & Whitney LLP; Minneapolis
– Josiah Lamb, Senior Manager, Forensic Advisory Services; Grant Thornton LLP; Minneapolis

$175

Other discounts that may apply:

Scholarships available!
Need-based scholarships are available for in-person and online seminars. For further information or to obtain a scholarship application, contact us at 800-759-8840 or customerservice@minncle.org.

Minnesota CLE has applied to the Minnesota State Board of CLE for 3.0 CLE credits, including 1.0 ethics credit. The maximum number of total credits you may claim for attending this program is 3.0 credits.

Depending on the jurisdiction in which you practice, you may or may not be able to claim credit for viewing this on demand seminar. Please check with your licensing agency for accreditation information.

STANDARD PRICE
$175.00
MSBA MEMBER, NEW LAWYER, AND OTHER DISCOUNTS, IF APPLICABLE, WILL BE APPLIED DURING CHECKOUT.
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