New Pay vs. Performance Disclosures: Practical Implications  (45 MINUTES)
Learn what’s changed, what hasn’t, and the practical implications of the SEC’s significant new pay vs. performance disclosure rules.
– Liz Dunshee

New Developments in Securities Law That Impact the Work of Business Attorneys and In-House Counsel  (40 MINUTES)
Your one-stop overview identifying critical new securities developments and trends. You’ll get a “bottom line” takeaway for business lawyers and in-house counsel for each development... from what’s on the current SEC chairman’s agenda to the new amendments to the SEC whistleblower rules, and more!
– Amy C. Seidel

Game-Changing Decisions When Conducting Internal Investigations of Alleged Securities Violations  (45 MINUTES)
Decisions as to process, strategy, and tone can make or break the integrity of an internal investigation. Using case studies in the context of alleged securities violations, learn more about the consequences of these game-changing decisions, as well as best practices and mistakes to avoid. You’ll get the insights of two highly regarded trial attorneys each with more than 100 trials in federal and state courts across the country, one of whom is a former federal prosecutor.
– Mark J. Briol & William Michael, Jr.

Liability Under Federal and State Securities Laws – For the Company and for You, the Attorney  (50 MINUTES)
What kinds of liability exist for violations of federal and state securities laws? Learn about the exposure of the company and its officers to substantial civil and criminal penalties, disgorgement, and other monetary and criminal sanctions, including imprisonment. Learn about the powers that federal and state regulators have over issuers, their officers and directors, and their lawyers for violations of the Securities Act, the Exchange Act, Sarbanes Oxley and various state laws. What are the lawyer’s responsibilities and potential liabilities in this highly regulated area?
– Joseph W. Anthony & Vincent D. Louwagie

$175

Other discounts that may apply:

• Season Pass Discount
• On Demand Bundle Discount
• New Lawyer Discount

Scholarships available!
Need-based scholarships are available for in-person and online seminars. For further information or to obtain a scholarship application, contact us at 800-759-8840 or customerservice@minncle.org.

Minnesota CLE is applying to the Minnesota State Board of CLE for 3.0 standard CLE credits. The maximum number of total credits attendees may claim for this program is 3.0 credits.

Depending on the jurisdiction in which you practice, you may or may not be able to claim credit for viewing this on demand seminar. Please check with your licensing agency for accreditation information.