2019 SECURITIES LAW IN-DEPTH UPDATE AND REVIEW
In-Person Live Seminar
ITEM #:  1029312001   |   EVENT CODE:  276000    |   CREDIT STATUS:  APPROVED
STANDARD PRICE
$195.00
DISCOUNTS WILL BE APPLIED DURING CHECKOUT, IF APPLICABLE.
This seminar is not currently available for online purchase

MINNEAPOLIS

Monday, August 26, 2019

12:55 PM - 4:15 PM   |   Check-In:  12:30 PM

Minnesota CLE Conference Center

600 Nicollet Mall # 370

3rd Floor, City Center

Minneapolis, MN 55402

2019 Securities Law In-Depth Update and Review

Understand These Complex Laws More Clearly

A Boost for Your Sophisticated Business Practice
Designed for busy business lawyers, this convenient half-day program is just one of four advanced business law programs being offered in August/September.

Topics at this course include:

  • Securities Compliance Issues for Start-ups and Small Businesses
  • What the Private Company Must Consider When Offering Securities as Executive Compensation
  • Liability Under Federal and State Securities Laws – For the Company and for You, the Attorney


See also these other Advanced Business Law courses:
Antitrust Competency for Business Lawyers and In-House Counsel
Key Lessons from Complex Business Disputes
Financing and Growing a Business – How to Advise Your Clients

Schedule times below are for the live seminar. Please refer to DATES & LOCATIONS for individual replay start times.

12:30 – 12:55 p.m.
CHECK-IN   - or -   JOIN ONLINE

12:55 – 1:00 p.m.
WELCOME & INTRODUCTION

1:00 – 2:00 p.m.
Securities Compliance Issues for Start-ups and Small Businesses
This session will address closely held business compliance with applicable federal and state securities laws, including registration requirements and transfer limitations. Discussion will include both intrastate and interstate offerings.
– J. Patrick Plunkett; Larkin Hoffman; Minneapolis

2:00 – 3:00 p.m.
What the Private Company Must Consider When Offering Securities as Executive Compensation
This session will consider how the Federal and state securities laws, and exemptions thereto, apply to the issuance of securities to employees. It will also consider when it is appropriate to use equity compensation for employees and key provisions to consider, including to ensure compliance with securities laws.
– Bryan J. Pitko; Stinson LLP; Minneapolis
– Stephen M. Quinlivan; Stinson LLP; Minneapolis

3:00 – 3:15 p.m.
BREAK

3:15 – 4:15 p.m.
Liability Under Federal and State Securities Laws – For the Company and for You, the Attorney
What kinds of liability exist for violations of federal and state securities laws? Learn about the exposure of the company and its officers to substantial civil and criminal penalties, disgorgement, other monetary and criminal sanctions, including imprisonment. Learn about the powers that federal and state regulators, like the SEC, have over issuers, their officers and directors and their lawyers for violations of the Securities Act, the Exchange Act, Sarbanes Oxley and various state laws. What are the lawyer’s responsibilities and potential liabilities in this highly regulated area?
– Joseph W. Anthony; Anthony Ostlund Baer & Louwagie P.A.; Minneapolis

IN-PERSON LIVE PRESENTATION
Monday, August 26, 2019
12:55 – 4:15 p.m.
Minnesota CLE Conference Center
600 Nicollet Mall, Suite 370
Seventh Street & Nicollet Mall, Third Floor City Center
Minneapolis, Minnesota

LIVE WEBCAST
Monday, August 26, 2019
12:55 – 4:15 p.m.
Attend online

IN-PERSON REPLAYS
Schedule times for replays may differ from those for the live program. Start times are as indicated below. Please register at least one week in advance to secure your copy of the course materials on the day of the seminar.

Minneapolis – 9/17/19 (Check-In 12:30; Replay 1:00)
Minnesota CLE Conference Center
600 Nicollet Mall, Suite 370
Seventh Street and Nicollet Mall, Third Floor City Center

In-Person Live:  $175 MSBA members / $175 paralegals / $195 standard rate
In-Person Replay:  $155 MSBA members / $155 paralegals / $175 standard rate
Live Webcast:  $195

Other discounts that may apply:

Scholarships available!
Need-based scholarships are available for in-person and online seminars. Most scholarships awarded are 50% off the seminar price. For further information or to obtain a scholarship application, contact us at 800-759-8840 or customerservice@minncle.org.

Minnesota CLE is applying to the Minnesota State Board of CLE for 3.0 standard CLE credits. The maximum number of total credits attendees may claim for this program is 3.0 credits.

STANDARD PRICE
$195.00
DISCOUNTS WILL BE APPLIED DURING CHECKOUT, IF APPLICABLE.
This seminar is not currently available for online purchase
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