ÿþ<title>Securities Litigation and Business Fraud - Schedule and Faculty</title> <p style="margin-top: 6px; margin-bottom: 24px"> <b><font face="Arial" size="3">Securities Litigation and Business Fraud</font></b></p> <p style="margin-top: 0; margin-bottom: 6px"><b> <font face="Arial" color="#CC6633" size="3">Schedule and Faculty </font></b></p> <table border="0" width="100%" cellspacing="12" cellpadding="0" id="table1"> <tr> <td align="left" valign="top">&nbsp;</td> <td align="left" valign="top" width="100%"> <p style="margin-top: 0; margin-bottom: 6px"> <i> <font face="Arial" size="2">Schedule times listed below are for the live seminar. Times for replays may differ due to varied start times and abbreviated lunch and break periods. Please refer to the </font></i><b> <font face="Arial" style="font-size: 9pt">DATES/LOCATION</font></b><i><font face="Arial" size="2"> tab for individual replay start times.</font></i></p> <p style="margin-top: 0; margin-bottom: 6px"> &nbsp;</p> <p style="margin-top: 0; margin-bottom: 6px"> <font face="Arial" size="2">8:30  8:55 a.m.</font></p> <p style="margin-top: 0; margin-bottom: 6px"> <font face="Arial" size="2">CHECK-IN &amp; CONTINENTAL BREAKFAST</font></p> <p style="margin-top: 0; margin-bottom: 6px"> &nbsp;</p> <p style="margin-top: 0; margin-bottom: 6px"> <font face="Arial" size="2">8:55  9:00 a.m.</font></p> <p style="margin-top: 0; margin-bottom: 6px"> <font face="Arial" size="2">WELCOME &amp; INTRODUCTION</font></p> <p style="margin-top: 0; margin-bottom: 6px"> <i> <font face="Arial" size="2"> William Z. Pentelovitch, Course Chair</font></i></p> <p style="margin-top: 0; margin-bottom: 6px"> &nbsp;</p> <p style="margin-top: 0; margin-bottom: 6px"> <font face="Arial" size="2">9:00  9:30 a.m.</font></p> <p style="margin-top: 0; margin-bottom: 6px"> <font face="Arial" size="2"><b>Understanding Fraud Under the Minnesota Business Corporations Act and Minnesota Law<br> </b>An overview of the black letter and common law underpinnings of fraud actions under Minnesota law.</font></p> <p style="margin-top: 0; margin-bottom: 6px"> <i> <font face="Arial" size="2"> Joseph W. Anthony</font></i></p> <p style="margin-top: 0; margin-bottom: 6px"> &nbsp;</p> <p style="margin-top: 0; margin-bottom: 6px"> <font face="Arial" size="2">9:30  10:30 a.m.</font></p> <p style="margin-top: 0; margin-bottom: 6px"> <font face="Arial" size="2"><b>The Current Law of Shareholder Derivative Suits, Special Litigation Committees  Overview of Litigation Issues and Trends<br> </b>Analysis of the law; requirements and an overview of issues and trends, including judicial review, business judgment, disinterested independence, settlement practices, and more.</font></p> <p style="margin-top: 0; margin-bottom: 6px"> <i> <font face="Arial" size="2"> Thomas S. Fraser, Judge George F. McGunnigle, William Z. Pentelovitch &amp; Lewis A. Remele </font></i></p> <p style="margin-top: 0; margin-bottom: 6px"> &nbsp;</p> <p style="margin-top: 0; margin-bottom: 6px"> <font face="Arial" size="2">10:30  10:45 a.m.</font></p> <p style="margin-top: 0; margin-bottom: 6px"> <font face="Arial" size="2">QUESTIONS &amp; ANSWERS</font></p> <p style="margin-top: 0; margin-bottom: 6px"> &nbsp;</p> <p style="margin-top: 0; margin-bottom: 6px"> <font face="Arial" size="2">10:45  11:00 a.m.</font></p> <p style="margin-top: 0; margin-bottom: 6px"> <font face="Arial" size="2">BREAK</font></p> <p style="margin-top: 0; margin-bottom: 6px"> &nbsp;</p> <p style="margin-top: 0; margin-bottom: 6px"> <font face="Arial" size="2">11:00  11:45 a.m.</font></p> <p style="margin-top: 0; margin-bottom: 6px"> <font face="Arial" size="2"><b>Business Fraud and Related Issues<br> </b>An overview of other common areas of fraud in Minnesota; elements and analysis.</font></p> <p style="margin-top: 0; margin-bottom: 6px"> <i> <font face="Arial" size="2"> Joseph W. Anthony &amp; Michael O. Freeman</font></i></p> <p style="margin-top: 0; margin-bottom: 6px"> &nbsp;</p> <p style="margin-top: 0; margin-bottom: 6px"> <font face="Arial" size="2">11:45  12:00 p.m.</font></p> <p style="margin-top: 0; margin-bottom: 6px"> <font face="Arial" size="2">QUESTIONS &amp; ANSWERS</font></p> <p style="margin-top: 0; margin-bottom: 6px"> &nbsp;</p> <p style="margin-top: 0; margin-bottom: 6px"> <font face="Arial" size="2">12:00  1:00 p.m.</font></p> <p style="margin-top: 0; margin-bottom: 6px"> <font face="Arial" size="2">LUNCH (on your own)</font></p> <p style="margin-top: 0; margin-bottom: 6px"> &nbsp;</p> <p style="margin-top: 0; margin-bottom: 6px"> <font face="Arial" size="2">1:00  2:00 p.m.</font></p> <p style="margin-top: 0; margin-bottom: 6px"> <font face="Arial" size="2"><b>10b-5  Current Developments and Practice<br> </b>The evolving jurisprudence of Rule 10b-5, including pleadings standards, loss causation and damages, safe harbor, and scheme liability, and the current political climate.</font></p> <p style="margin-top: 0; margin-bottom: 6px"> <i> <font face="Arial" size="2"> Peter W. Carter &amp; Samuel D. Heins </font> </i> </p> <p style="margin-top: 0; margin-bottom: 6px"> &nbsp;</p> <p style="margin-top: 0; margin-bottom: 6px"> <font face="Arial" size="2">2:00  2:30 p.m.</font></p> <p style="margin-top: 0; margin-bottom: 6px"> <b> <font face="Arial" size="2">The Judges Perspective on Business and Securities Fraud  Lessons from the Courtroom  Managing the 10b-5 case</font></b></p> <p style="margin-top: 0; margin-bottom: 6px"> <i> <font face="Arial" size="2"> Judge James M. Rosenbaum</font></i></p> <p style="margin-top: 0; margin-bottom: 6px"> &nbsp;</p> <p style="margin-top: 0; margin-bottom: 6px"> <font face="Arial" size="2">2:30  2:45 p.m.</font></p> <p style="margin-top: 0; margin-bottom: 6px"> <font face="Arial" size="2">BREAK</font></p> <p style="margin-top: 0; margin-bottom: 6px"> &nbsp;</p> <p style="margin-top: 0; margin-bottom: 6px"> <font face="Arial" size="2">2:45  3:30 p.m.</font></p> <p style="margin-top: 0; margin-bottom: 6px"> <font face="Arial" size="2"><b>Reporting Challenges for Public Companies/In-House Compliance Disclosures<br> </b>Identify, assess, and manage areas of risk and what practices can help minimize liability.</font></p> <p style="margin-top: 0; margin-bottom: 6px"> <i> <font face="Arial" size="2"> Martin R. Rosenbaum </font></i></p> <p style="margin-top: 0; margin-bottom: 6px"> &nbsp;</p> <p style="margin-top: 0; margin-bottom: 6px"> <font face="Arial" size="2">3:30  4:15 p.m.</font></p> <p style="margin-top: 0; margin-bottom: 6px"> <font face="Arial" size="2"><b>Prosecuting and Defending Federal Criminal Fraud Cases<br> </b>What drives the decision to charge and what are some best practices for handling these cases?</font></p> <p style="margin-top: 0; margin-bottom: 6px"> <i> <font face="Arial" size="2"> Joseph T. Dixon, Jr. &amp; John W. Lundquist</font></i></p> <p style="margin-top: 0; margin-bottom: 6px"> &nbsp;</p> <p style="margin-top: 0; margin-bottom: 6px"> <font face="Arial" size="2">4:15  4:30 p.m.</font></p> <p style="margin-top: 0; margin-bottom: 6px"> <font face="Arial" size="2">QUESTIONS &amp; ANSWERS</font></td> </tr> <tr> <td align="left" valign="top">&nbsp;</td> <td align="left" valign="top" width="100%"> &nbsp;</td> </tr> </table>